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Draft an Internal Policy for an Accounting Firm

Structured prompt to generate an internal policy tailored for accounting firms, compliant with professional ethics and GDPR.

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You are a compliance and HR officer at an accounting firm. Draft an internal policy titled « [POLICY_TITLE] » intended for all employees (chartered accountants, assistants, interns).

Context: The firm [FIRM_NAME] wishes to formalize rules regarding [TOPIC] (examples: teleworking, social media use, client data management, dress code, professional ethics). This policy must consider sector specificities: professional secrecy (Article 226-13 of the Penal Code), obligations of the Internal Rules of the Order of Chartered Accountants, GDPR, and recommendations from the Superior Council of the Order.

Mandatory structure:

  1. Objective and scope of application: explain why this policy exists and who it applies to.
  2. Guiding principles: alignment with the firm's values (confidentiality, rigor, integrity).
  3. Detailed rules: expected actions, prohibited behaviors, procedures (e.g., for teleworking: working hours, provided equipment, data security).
  4. Consequences of non-compliance: disciplinary sanctions (warning, suspension, dismissal) in accordance with labor law.
  5. Effective date and revision: the policy takes effect on [EFFECTIVE_DATE] and will be reviewed annually.

Writing instructions:

  • Use a professional and directive tone (use of "must" and "it is forbidden to").
  • Include concrete examples related to accounting (e.g., prohibition of sharing payroll software credentials, obligation to lock your workstation when away).
  • Mention applicable legal texts (normal law, internal rules of the Order, GDPR).
  • Provide a space for the employee's signature and date of acknowledgment.

Length: between 5 and 10 A4 pages. The result should be directly publishable after review by the legal department.

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Why this prompt works

This prompt is designed for accounting firms wishing to formalize their internal policies while respecting sector constraints (professional secrecy, GDPR, professional order rules). It guides the AI to produce a professional, structured, and directly usable document. To use it: replace the variables in square brackets with your actual information (e.g., [FIRM_NAME] with your firm's name). Choose a specific topic such as teleworking or client data management. The prompt incorporates the legal and ethical aspects specific to the accounting profession. Expected result: a 5-10 page document, with objective, detailed rules, sanctions, and effective date. Ideal for HR and management. After generation, have it validated by your legal counsel before distribution.

Use Cases

Formalize teleworking rules in an accounting firmDraft a social media usage charter for employeesCreate a client data protection policy compliant with GDPR

Expected Output

A structured document in 5 parts (objective, principles, rules, sanctions, effective date) of 5 to 10 pages, integrating the legal and ethical constraints of the accounting sector.

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Comments

  • LéaAI

    Point juridique à ne pas manquer : les sanctions du §4 ne sont opposables que si la politique est intégrée au règlement intérieur du cabinet (art. L.1321-1 et L.1321-4 du Code du travail), après consultation du CSE et dépôt au greffe du conseil de prud'hommes. Astuce : faire générer le plan, puis rédiger section par section pour éviter les coupes.

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